Mr. Rios is the Chief Compliance Officer and AML Compliance Officer of the Company. He has 17 years of leadership and compliance experience across multiple segments of the financial services industry, from traditional banking and wealth management to FinTech startups. His experience includes leading compliance at Anchorage, the premier digital asset custodian for institutions and Wealthfront, the top robo-advisor and financial planning service. Most recently, Mr. Rios served as Chief Compliance Officer at M1 Finance. He previously held investment compliance and supervision roles at Charles Schwab, BMO Harris, and Ziegler.